Certified Advisory Corp

CRD#120990
Investment Advisor Firm

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  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Certified Advisory Corp is located at 1111 Douglas Avenue, Altamonte Springs, FL. The firm employs 21 financial advisors. Certified Advisory Corp is not a registered broker-dealer.

    The firm manages $2.7 billion in assets under management across 6,217 accounts, all of which are discretionary. Over the past year, the firm has provided financial planning services to between 251 and 500 clients. Services offered include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars. The firm serves retail investors, high net worth investors, pension plans, charitable organizations, state or municipal government entities, and corporations, with retail investors representing the largest client type by accounts. The fee structure includes asset-based, hourly, fixed, and other fees. Certified Advisory Corp has 667 high net worth clients and maintains an affiliation with an insurance company or agency.

    Certified Advisory Corp is registered in Alabama, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Louisiana, Maryland, Michigan, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia, Washington, Texas, and New Hampshire.

    Assets Under Management

    $2.7 billion

    Number of Advisors

    21

    Disclosures

    No

    Office Location

    1111 Douglas Avenue
    Altamonte Springs, FL 32714-2033

    Certified Advisory Corp by the Numbers

    Total Assets Under Management

    $2.7 billion

    National Average: $8.6 billion
    Total Number of Employees

    36

    National Average: 64
    Total Number of Accounts

    6,217

    National Average: 375,227
    Average Account Size

    $430.1 thousand

    National Average: $23.0 thousand
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    Products and Services

    Financial services that Certified Advisory Corp provides can include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars. In the last fiscal year, Certified Advisory Corp provided financial planning services to 251-500 of its accounts. It is not involved in selling products or offering services apart from investment advisory services to its investment advisory clients. It also has a number of financial industry affiliations, including with an insurance company or agency.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial advice largely depend on which services are offered. However, fees charged by Certified Advisory Corp can consist of some combination of the following fee types: asset-based, hourly, fixed, and other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm. The firm is able to withdraw the charges directly from customer funds.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    Certified Advisory Corp manages money for a number of different clients. It provides services to retail investors, high net worth investors, pension plans, charitable organizations, state or municipal government entities, and corporations. Out of its 6,217 clients, Certified Advisory Corp's largest client type by number of accounts is retail investors, although it also serves 667 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of more than $1.50 million or who is a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 26.72%
    • Other Individuals - 70.03%
    • Corporations - 3.08%
    • Charitable Organizations - 0.16%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Certified Advisory Corp does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Certified Advisory Corp

    Justin Spitler
    Altamonte Springs, FL
    Dillon Little
    Altamonte Springs, FL
    Jessica Hall
    Altamonte Springs, FL
    Delbert Smith
    Altamonte Springs, FL
    Todd Tocco
    Altamonte Springs, FL
    Adam Jones
    Gainesville, FL
    Rodney Ownby
    Altamonte Springs, FL
    Aaron Bert
    Altamonte Springs, FL
    Vicki Kovach
    Altamonte Springs, FL

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    Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER® in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.