Ned Davis Research, Inc

CRD#112260
Investment Advisor Firm

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Learn more about Ned Davis Research, Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Ned Davis Research, Inc is located at 3665 Bee Ridge Road, Sarasota, FL. The firm employs 59 financial advisors to manage client portfolios and provide financial guidance. Ned Davis Research, Inc is not a registered broker-dealer.

    The firm oversees $248.5 thousand in assets under management across 1 account, which is discretionary. Services offered include pension consulting services, publication of newsletters, security rating services, market timing services, educational seminars, and other services. The fee structure includes hourly, fixed, and other fees. Ned Davis Research, Inc serves a range of investors, including retail investors, high net worth investors, banking institutions, pension plans, charitable organizations, state or municipal government entities, other investment advisers, insurance companies, sovereign wealth funds, corporations, and others. The largest client type by accounts is other investment advisers, and the firm has 26 high net worth clients.

    Ned Davis Research, Inc is registered in the states of California, Florida, New York, Pennsylvania, and Texas.

    Assets Under Management

    $248.5 thousand

    Number of Advisors

    59

    Disclosures

    No

    Office Location

    3665 Bee Ridge Road
    Sarasota, FL 34233

    Ned Davis Research, Inc by the Numbers

    Total Assets Under Management

    $248.5 thousand

    National Average: $8.6 billion
    Total Number of Employees

    70

    National Average: 64
    Total Number of Accounts

    1

    National Average: 375,227
    Average Account Size

    $248.5 thousand

    National Average: $23.0 thousand
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    Products and Services

    Services that Ned Davis Research, Inc offers can include pension consulting services, publication of newsletters, security rating services, market timing services, educational seminars, and other services. Notably, the company did not provide any of its clients with financial planning services in the previous fiscal year. The firm does not sell products or offer services other than investment advisory services to its investment advisory customers.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Offered by 0% of firms

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial management largely are based on the type of financial services provided. However, fees charged by Ned Davis Research, Inc may include some combination of the following fee types: hourly, fixed, and other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm. Ned Davis Research, Inc has the ability to withdraw its expenses directly from client funds.

    Available

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 0% of firms

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

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      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

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    Types of Clients

    The company manages money for a broad range of investors. Ned Davis Research, Inc works with retail investors, high net worth investors, banking institutions, pension plans, charitable organizations, state or municipal government entities, other investment advisers, insurance companies, sovereign wealth funds, corporations, and other. Ned Davis Research, Inc's biggest client group by number of accounts is other investment advisers, although it also serves 26 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who is a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 8.33%
    • Other Individuals - 6.41%
    • Corporations - 82.37%
    • Charitable Organizations - 2.88%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Ned Davis Research, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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