Pruco Securities, LLC

CRD#5685
Investment Advisor and Brokerage Firm

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Learn more about Pruco Securities, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Pruco Securities, LLC is located at 751 Broad Street, Newark, NJ. The firm is a registered broker-dealer.

    Pruco Securities, LLC offers the service of selection of other advisers. The firm has provided financial planning services to 3,000 clients in the past year. Its fee structure is categorized as other. The firm maintains affiliations with a broker-dealer or securities dealer, trust company, insurance company or agency, real estate broker or dealer, and commodity pool advisor.

    Pruco Securities, LLC is registered in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Utah, Vermont, Virginia, West Virginia, Wisconsin, Wyoming, Missouri, Washington, Texas, and New Hampshire.

    Disclosures

    No

    Office Location

    751 Broad Street
    Newark, NJ 07102-3777

    Pruco Securities, LLC by the Numbers

    Total Number of Employees

    387

    National Average: 64
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    Products and Services

    Financial services that Pruco Securities, LLC offers include selection of other advisers. In the last fiscal year, Pruco Securities, LLC provided financial planning services to 3000 of its accounts. It does not sell products or offer services aside from investment advisory services to its investment advisory clients. It also has a number of financial industry affiliations, including with a broker-dealer or securities dealer, trust company, insurance company or agency, real estate broker or dealer, and commodity pool advisor.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fiancial advisory fees largely are based on which service is provided. Fees billed by Pruco Securities, LLC typically consist of non-traditional fee structures. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Pruco Securities, LLC. The company has the ability to withdraw its expenses directly from client accounts.

    Available

    • Offered by 10% of firms

      Other

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      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

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      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

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      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

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      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Disclosures

    Pruco Securities, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Pruco Securities, LLC

    Jessica Wietmarschen
    Cincinnati, OH
    Matthew Weaver
    Cornelius, NC
    Alejandro Staroselski
    Newark, NJ
    Douglas Woolbert
    Cazenovia, NY
    Michael Sarfati
    S Plainfield, NJ
    Nicholas Tsakon
    Newark, NJ
    Tomonori Minagawa
    South Lyon, MI
    Paranj Patel
    Newark, NJ
    Jenni Kimber
    Superior, CO

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