Advanced Portfolio Management, LLC

CRD#138769
Investment Advisor Firm

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Learn more about Advanced Portfolio Management, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Advanced Portfolio Management, LLC is located at 1330 Avenue Of The Americas, New York, NY. The firm employs 4 financial advisors to manage client portfolios and provide financial guidance. Advanced Portfolio Management, LLC is not a registered broker-dealer.

    The firm oversees $2.2 billion in assets under management across 6 accounts, with 2 discretionary accounts and 4 non-discretionary accounts. Services offered include portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. The firm serves pooled investment vehicles, which also represent the largest client type by accounts. The fee structure includes asset-based, fixed, and performance-based fees.

    Advanced Portfolio Management, LLC is registered in the state of New York.

    Assets Under Management

    $2.2 billion

    Number of Advisors

    4

    Disclosures

    No

    Office Location

    1330 Avenue Of The Americas
    New York, NY 10019

    Advanced Portfolio Management, LLC by the Numbers

    Total Assets Under Management

    $2.2 billion

    National Average: $8.6 billion
    Total Number of Employees

    11

    National Average: 64
    Total Number of Accounts

    6

    National Average: 375,227
    Average Account Size

    $363.1 million

    National Average: $23.0 thousand
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    Products and Services

    Services that Advanced Portfolio Management, LLC provides include portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. However, it did not provide any of its customers with financial planning services in the previous financial year. The firm does not sell products or offer services other than investment advisory services to its investment advisory customers.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial advisory services typically vary depending on which services are offered. However, fees billed by Advanced Portfolio Management, LLC may include some combination of the following fee structures: asset-based, fixed, and performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm. It is able to withdraw the expenses directly from client accounts.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    Advanced Portfolio Management, LLC works with pooled investment vehicles. Out of its 6 clients, Advanced Portfolio Management, LLC's largest client by number of accounts is pooled investment vehicles. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Advanced Portfolio Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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