Saxony Capital Management, LLC

CRD#122692
Investment Advisor Firm

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Learn more about Saxony Capital Management, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Saxony Capital Management, LLC is located at 11152 S Towne Square, Saint Louis, MO. The firm employs financial advisors to manage client portfolios and provide financial guidance. Saxony Capital Management, LLC is not a registered broker-dealer.

    The firm oversees $297.9 million in assets under management across 1,307 accounts, with 1,280 discretionary accounts and 27 non-discretionary accounts. Over the past year, the firm has provided financial planning services to between 1 and 10 clients. Services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. Saxony Capital Management, LLC serves retail investors, high net worth investors, charitable organizations, and corporations, with retail investors representing the largest client type by accounts. The firm has 42 high net worth clients and maintains affiliations with a broker-dealer or securities dealer and an insurance company or agency. The fee structure includes asset-based, hourly, fixed, and other fees.

    Saxony Capital Management, LLC is registered in the states of Arizona, Arkansas, California, Connecticut, Florida, Georgia, Illinois, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Nebraska, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Missouri, and Texas.

    Assets Under Management

    $297.9 million

    Disclosures

    No

    Office Location

    11152 S Towne Square
    Saint Louis, MO 63123

    Saxony Capital Management, LLC by the Numbers

    Total Assets Under Management

    $297.9 million

    National Average: $8.6 billion
    Total Number of Employees

    6

    National Average: 64
    Total Number of Accounts

    1,307

    National Average: 375,227
    Average Account Size

    $227.9 thousand

    National Average: $23.0 thousand
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    Products and Services

    Services that Saxony Capital Management, LLC provides can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. In the last financial year, Saxony Capital Management, LLC provided 45667 of its accounts with financial planning servcies. Saxony Capital Management, LLC does not sell products or offer services other than investment advisory services to its investment advisory clients. Saxony Capital Management, LLC is also affiliated with one or more other service providers in the financial services industry, including with a broker-dealer or securities dealer and insurance company or agency.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Find a firm that offers this service

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Financial management fees largely are based on the type of financial services offered. Fees charged by Saxony Capital Management, LLC may include some combination of the following fee types: asset-based, hourly, fixed, and other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm. It is able to withdraw its expenses directly from client accounts.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    It works with retail investors, high net worth investors, charitable organizations, and corporations. Out of its 1,307 clients, Saxony Capital Management, LLC's largest client by number of accounts is retail investors, but it also serves 42 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who is a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 6.07%
    • Other Individuals - 93.06%
    • Corporations - 0.72%
    • Charitable Organizations - 0.14%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Saxony Capital Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Saxony Capital Management, LLC

    Daniel Tabash
    Saint Louis, MO
    Jason Pueschel
    Saint Louis, MO
    Thomas Scorcia
    Marlton, NJ
    Marguerite Sansone
    Saint Louis, MO
    Daniel Schmitz
    Saint Louis, MO
    Stephen Schmitt
    Saint Louis, MO
    Matthew Lesnikowski
    Saint Louis, MO
    Brent Derossett
    Branson, MO
    Jarad Mitchell
    Saint Louis, MO

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