Alm First Financial Advisors LLC

CRD#108561
Investment Advisor Firm

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Learn more about Alm First Financial Advisors LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Alm First Financial Advisors LLC is located at 3800 Maple Avenue, Dallas, TX. The firm employs 10 financial advisors. Alm First Financial Advisors LLC is not a registered broker-dealer.

    The firm manages $68.9 billion in assets under management across 160 accounts, with 49 discretionary accounts and 111 non-discretionary accounts. Services offered include portfolio management for pooled investment vehicles, portfolio management for institutional clients, publication of newsletters, and educational seminars. Alm First Financial Advisors LLC serves high net worth investors, banking institutions, pooled investment vehicles, and insurance companies, with banking institutions representing the largest client type by accounts. The firm operates with an asset-based and fixed fee structure and has 1 high net worth client. The firm maintains an affiliation with an insurance company or agency.

    Alm First Financial Advisors LLC is registered in the state of Texas.

    Assets Under Management

    $68.9 billion

    Number of Advisors

    10

    Disclosures

    No

    Office Location

    3800 Maple Avenue
    Dallas, TX 75219

    Alm First Financial Advisors LLC by the Numbers

    Total Assets Under Management

    $68.9 billion

    National Average: $8.6 billion
    Total Number of Employees

    23

    National Average: 64
    Total Number of Accounts

    160

    National Average: 375,227
    Average Account Size

    $430.5 million

    National Average: $23.0 thousand
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    Products and Services

    Services that Alm First Financial Advisors LLC offers can include portfolio management for pooled investment vehicles, portfolio management for institutional clients, publication of newsletters, and educational seminars. Notably, Alm First Financial Advisors LLC did not provide any of its customers with financial planning services in the last fiscal year. It does sell products or offer services aside from investment advice to its customers. The firm also has a number of financial industry affiliations, including with an insurance company or agency.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Financial management fees typically vary depending on which services are offered. Fees charged by Alm First Financial Advisors LLC may include some combination of the following fee structures: asset-based and fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Alm First Financial Advisors LLC. Alm First Financial Advisors LLC is able to withdraw its fees directly from customer accounts.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    Alm First Financial Advisors LLC works with high net worth investors, banking institutions, pooled investment vehicles, and insurance companies. Out of its 160 clients, Alm First Financial Advisors LLC's largest client group by number of accounts is banking institutions, although it also serves 1 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 0.62%
    • Other Individuals - 0%
    • Corporations - 99.38%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Alm First Financial Advisors LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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