Fayez Sarofim & Co

CRD#106584
Investment Advisor Firm

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Learn more about Fayez Sarofim & Co

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Fayez Sarofim & Co is located at Two Houston Center, Houston, TX. The firm employs 23 financial advisors. Fayez Sarofim & Co is not a registered broker-dealer.

    The firm manages $35.1 billion in assets under management across 2,939 accounts, with 2,917 discretionary accounts and 22 non-discretionary accounts. Services offered include portfolio management for individuals and small businesses, investment companies, pooled investment vehicles, and institutional clients. The firm serves a range of investors, including retail investors, high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, insurance companies, and corporations. Retail investors represent the largest client type by accounts. The fee structure is asset-based. Fayez Sarofim & Co has 290 high net worth clients and maintains an affiliation with a trust company.

    Fayez Sarofim & Co is registered in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Utah, Vermont, Virginia, West Virginia, Wisconsin, Wyoming, Missouri, Washington, Texas, and New Hampshire.

    Assets Under Management

    $35.1 billion

    Number of Advisors

    23

    Disclosures

    No

    Office Location

    Two Houston Center
    Houston, TX 77010

    Fayez Sarofim & Co by the Numbers

    Total Assets Under Management

    $35.1 billion

    National Average: $8.6 billion
    Total Number of Employees

    53

    National Average: 64
    Total Number of Accounts

    2,939

    National Average: 375,227
    Average Account Size

    $11.9 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial advice largely vary depending on the type of financial services provided. Fees billed by Fayez Sarofim & Co typically consist of the following fee type: asset-based. The company participates in a wrap fee program, in which the company offers a service bundle for a single fee.The firm has the ability to withdraw the expenses directly from client accounts.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm manages money for a number of different customers. It provides services to retail investors, high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, insurance companies, and corporations. Out of its 2,939 clients, Fayez Sarofim & Co's biggest client type by number of accounts is retail investors, although it also serves 290 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 9.87%
    • Other Individuals - 81.52%
    • Corporations - 5.07%
    • Charitable Organizations - 3.54%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Fayez Sarofim & Co does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Fayez Sarofim & Co

    Vernon Perry
    Houston, TX
    Hengzhe Li
    Houston, TX
    David Searls
    Houston, TX
    Anthony Gracely
    Houston, TX
    Andrew Ziccardi
    Houston, TX
    Alan Christensen
    Houston, TX
    Matthew Altenau
    Houston, TX
    William Lee Jr.
    Houston, TX
    Christopher Sarofim
    Houston, TX

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