Fisher Investments

CRD#107342
Investment Advisor Firm

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Learn more about Fisher Investments

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Fisher Investments is located at 6500 International Pkwy, Plano, TX. The firm employs 1,869 financial advisors. Fisher Investments is not a registered broker-dealer.

    The firm manages $298.7 billion in assets under management across 360,116 accounts, all of which are discretionary. Over the past year, Fisher Investments has provided financial planning services to 10,500 clients. Services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and other services. The firm serves a range of investors, including retail investors, high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, other investment advisers, insurance companies, sovereign wealth funds, corporations, and others. The fee structure includes asset-based and performance-based fees. High net worth investors represent the largest client type by accounts, with 99,823 high net worth clients. Fisher Investments maintains an affiliation as a commodity pool advisor.

    Fisher Investments is registered in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Utah, Vermont, Virginia, West Virginia, Wisconsin, Wyoming, Missouri, Washington, Texas, and New Hampshire.

    Assets Under Management

    $298.7 billion

    Number of Advisors

    1,869

    Disclosures

    No

    Office Location

    6500 International Pkwy
    Plano, TX 75093-8222

    Fisher Investments by the Numbers

    Total Assets Under Management

    $298.7 billion

    National Average: $8.6 billion
    Total Number of Employees

    4,065

    National Average: 64
    Total Number of Accounts

    360,116

    National Average: 375,227
    Average Account Size

    $829.5 thousand

    National Average: $23.0 thousand
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    Products and Services

    Services that Fisher Investments offers can include financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and other services. In the last fiscal year, Fisher Investments provided financial planning services to 10500 of its accounts. It does not sell products or offer services aside from investment advice to its investment advisory clients. The firm is also affiliated with one or more other service providers in the financial services industry, including with a commodity pool advisor.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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    Fee Structure

    A financial advisor's fees usually are based on the type of services provided. However, fees billed by Fisher Investments can consist of some combination of the following fee types: asset-based and performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Fisher Investments. It can withdraw the fees directly from customer funds.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm manages money for a number of different investors. Fisher Investments caters to retail investors, high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, other investment advisers, insurance companies, sovereign wealth funds, corporations, and other. Out of its 360,116 clients, Fisher Investments's largest client type by number of accounts is high net worth investors, but it also serves 99,823 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 57.2%
    • Other Individuals - 42.39%
    • Corporations - 0.38%
    • Charitable Organizations - 0.03%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Fisher Investments does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Fisher Investments

    James Stolze
    Plano, TX
    Peyton Harris
    Plano, TX
    Scott Vosler
    Plano, TX
    Tyler St. Amand
    Plano, TX
    James Szpak
    Plano, TX
    Conner Scott
    Plano, TX
    Robert Serrano
    Tampa, FL
    Ray Montalvo
    Tampa, FL
    Joshua Goodwin
    Plano, TX

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    Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER® in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.