Randall
Lee

Ashton Thomas Securities, LLC

CRD#7679749
Investment Advisor
in Rochester, NY

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About this Advisor

Randall Lee is a financial advisor based in Rochester, New York, working with Ashton Thomas Securities, LLC. Randall has previously held positions at Morgan Stanley, Associate Staffing Contract With Morgan Stanley, Unemployed- Full Time Student At Arizona State University, Mercer Global Advisors, Irdc Inc, Costco Wholesale, Express Employment Professionals Contract With Uei College, Powertech Contracting, Unemployed - Full Time Student At Arizona State University, Unemployed - Fulltime Highschool Student, Alpha Flooring LLC, S & M Desert Pizza, Inc, Unemployed - Middle/Highschool Student, Ashton Thomas Private Wealth, LLC, and Ashton Thomas Securities, LLC. Randall has passed the Series 66 regulatory exam and is registered to provide services in Arizona and New York. Currently, Randall is part of Ashton Thomas Securities, LLC, which operates out of Rochester, New York. The firm has 6 offices and 75 employees. Ashton Thomas Securities, LLC manages assets totaling $1.7 billion and offers services including financial planning services, portfolio management for individuals and small businesses, and pension consulting services. The fee structure at Ashton Thomas Securities, LLC is asset-based.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets

Office Location

200 Canal View Blvd. Ste. 204
Rochester, NY 14623

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Ashton Thomas Securities, LLC Brokerage Details

Total Assets Under Management

$1,717,957,312

NY Average: $7,464,549,021
Total Number of Employees

75

NY Average: 88
Total Number of Accounts

2,599

NY Average: 3,892
Average Account Size

$661,007

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Randall Lee Work History

2024 - Present (1 year)

Ashton Thomas Private Wealth, LLC

2024 - Present (1 year)

Ashton Thomas Securities, LLC

2023 - 2024 (1 year)

Morgan Stanley

2023 - 2023 (< 1 year)

Associate Staffing Contract With Morgan Stanley

2022 - 2022 (< 1 year)

Unemployed- Full Time Student At Arizona State University

2022 - 2022 (< 1 year)

Mercer Global Advisors

2022 - 2022 (< 1 year)

Irdc Inc

2021 - 2022 (1 year)

Costco Wholesale

2021 - 2021 (< 1 year)

Express Employment Professionals Contract With Uei College

2021 - 2021 (< 1 year)

Unemployed- Full Time Student At Arizona State University

2020 - 2021 (1 year)

Powertech Contracting

2020 - 2020 (< 1 year)

Unemployed - Full Time Student At Arizona State University

2019 - 2019 (< 1 year)

Powertech Contracting

2017 - 2017 (< 1 year)

Powertech Contracting

2016 - 2017 (1 year)

Unemployed - Fulltime Highschool Student

2016 - 2016 (< 1 year)

Alpha Flooring LLC

2015 - 2016 (1 year)

S & M Desert Pizza, Inc

2011 - 2015 (4 years)

Unemployed - Middle/Highschool Student

Disclosures

Please visit the SEC profile of Randall Lee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ashton Thomas Securities, LLC

Josy Reid-Espinal
Rochester, NY
Kenneth Elliott
New York, NY
Bonnie Sauer
Scottsdale, AZ
Peter Sartori
Rochester, NY
Ryken Ruuspakka
Endicott, NY
Justine Kinaj
Rochester, NY
Justin Paniagua
Rochester, NY
Lorna Erb
Rochester, NY

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