James
Combs

Cetera Investment Advisers LLC

CRD#7189644
Investment Advisor
in Cheshire, CT

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About this Advisor

James Combs is a financial advisor based in Cheshire, Connecticut, working with Cetera Investment Advisers LLC. James has previously held positions at Ameriprise Financial Services, LLC, National Life Group, Good Neighbor Lawn Care, Essex High School, Saint Michaels College, Armstrong Masonry, S&D Landscaping, Pricewaterhousecoopers LLP, Vermont Technical College, Cetera Financial Specialists LLC, and Cetera Investment Advisers LLC. James has passed the Series 66 regulatory exam and is registered to provide services in Connecticut and Vermont. Currently, James is part of Cetera Investment Advisers LLC, which operates out of Cheshire, Connecticut. The firm has 1,614 offices and 6,648 employees. The firm manages assets totaling $104.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Cetera Investment Advisers LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Waverly Professional Park 345 Highland Avenue Unit 101
Cheshire, CT 06410

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$104,468,595,111

CT Average: $6,674,516,078
Total Number of Employees

6,648

CT Average: 44
Total Number of Accounts

423,554

CT Average: 2,564
Average Account Size

$246,648

CT Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

James Combs Work History

2022 - Present (3 years)

Cetera Financial Specialists LLC

2022 - Present (3 years)

Cetera Investment Advisers LLC

2019 - 2022 (3 years)

Ameriprise Financial Services, LLC

2018 - 2019 (1 year)

National Life Group

2017 - 2017 (< 1 year)

Pricewaterhousecoopers Llp

2016 - 2016 (< 1 year)

National Life Group

2016 - 2016 (< 1 year)

Saint Michaels College

2015 - 2018 (3 years)

Saint Michaels College

2015 - 2015 (< 1 year)

Armstrong Masonry

2015 - 2015 (< 1 year)

Vermont Technical College

2014 - 2014 (< 1 year)

S&D Landscaping

2011 - 2015 (4 years)

Essex High School

2008 - 2020 (12 years)

Good Neighbor Lawn Care

Disclosures

Please visit the SEC profile of James Combs to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Jacob Scattergood
Saint Cloud, MN
Kevin Simmons
Selma, AL
Blake Mcginley
San Jose, CA
Carter Dye
Toledo, OH
Evan Nickels
Phoenix, AZ
Glenn Ryan
Saint Louis, MO
Sean Mainwaring
Tampa, FL
Kurtis Anderson
San Diego, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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