Joseph
Capone

Lpl Financial LLC

CRD#7742214
Investment Advisor
in Tampa, FL

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About this Advisor

Joseph Capone is a financial advisor based in Tampa, Florida, working with Lpl Financial LLC. Joseph has previously held positions at Florida Financial Advisors, Grow Financial, Panzone'S Italian Restaurant, Hotel Lbi, Souther Regional School District, Ciborowski Construction, University Of Tampa, Trinity Wealth Securities, LLC, Cuso Financial Services, Lp, Grow Financial Federal Credit Union, and Lpl Financial LLC. Joseph has passed the Series 65 and Series 66 regulatory exams and is registered to provide services in Florida. Currently, Joseph is part of Lpl Financial LLC, which operates out of Tampa, Florida. The firm has 18,523 offices and 37,893 employees. The firm manages assets totaling $618.9 billion and serves charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Lpl Financial LLC includes asset-based, hourly, fixed, and commission-based fees.

Certifications and Registrations

Series 65, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

9927 Delaney Lake Dr.
Tampa, FL 33619

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$618,922,975,737

FL Average: $646,059,043
Total Number of Employees

37,893

FL Average: 13
Total Number of Accounts

2,369,378

FL Average: 661
Average Account Size

$261,217

FL Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Joseph Capone Work History

2025 - Present (0 year)

Lpl Financial LLC

2024 - Present (1 year)

Cuso Financial Services, Lp

2024 - Present (1 year)

Grow Financial Federal Credit Union

2023 - 2024 (1 year)

Florida Financial Advisors

2023 - 2024 (1 year)

Trinity Wealth Securities, LLC

2022 - 2022 (< 1 year)

Grow Financial

2022 - 2023 (1 year)

University Of Tampa

2021 - 2021 (< 1 year)

Panzone'S Italian Restaurant

2021 - 2022 (1 year)

University Of Tampa

2019 - 2019 (< 1 year)

Hotel Lbi

2019 - 2021 (2 years)

University Of Tampa

2018 - 2018 (< 1 year)

Ciborowski Construction

2018 - 2019 (1 year)

University Of Tampa

2011 - 2018 (7 years)

Souther Regional School District

Disclosures

Please visit the SEC profile of Joseph Capone to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Erica Mata
East Wenatchee, WA
Brian Murphy
Wakefield, RI
Matthew Defalco
Danville, PA
Zachary Scott
Columbia, MD
Timothy Parady
Denison, TX
William Hendrix
Brevard, NC
David Ferris
Bristol, CT

The data in this profile was pulled by SmartAsset on 6/4/2025. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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