Thomas
Pruzin

Prospera Financial Services, Inc

CRD#5007601
Investment Advisor
in Crown Point, IN

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About this Advisor

Thomas Pruzin is a financial advisor based in Crown Point, Indiana, working with Prospera Financial Services, Inc. Thomas has previously worked at Pruzin Bros. Funeral Home, Pruzin & Little Funeral Service, Equity Services Inc, National Life Group, Geisen Funeral Home, and Prospera Financial Services Inc. Thomas has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in Indiana. Currently, Thomas is part of Prospera Financial Services, Inc, which operates in Crown Point, Indiana. The firm has 123 offices and 265 employees. Prospera Financial Services, Inc manages assets totaling $9.8 billion and serves both charitable organizations and high-net-worth clients. The firm offers services including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Prospera Financial Services, Inc includes asset-based, hourly, fixed, commission-based, performance-based, and other fees.

Certifications and Registrations

Series 65, Series 63

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others

Office Location

417 N. Main Street 2Nd Floor
Crown Point, IN 46307

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Prospera Financial Services, Inc Brokerage Details

Total Assets Under Management

$9,811,417,970

IN Average: $3,042,739,679
Total Number of Employees

265

IN Average: 49
Total Number of Accounts

23,433

IN Average: 2,315
Average Account Size

$418,701

IN Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Thomas Pruzin Work History

2024 - Present (1 year)

Prospera Financial Services Inc

2022 - 2024 (2 years)

Equity Services Inc

2022 - 2024 (2 years)

National Life Group

2021 - 2022 (1 year)

Geisen Funeral Home

1982 - 2021 (39 years)

Pruzin Bros. Funeral Home, Pruzin & Little Funeral Service

Disclosures

Please visit the SEC profile of Thomas Pruzin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prospera Financial Services, Inc

Hilary Pluemer
Dallas, TX
Christopher Flanagan
White Plains, NY
Jerry Goodman
Knoxville, TN
Peter Deluyker
Visalia, CA
Tamekia Thompson
Dallas, TX
Laura Gwathmey
Norfolk, VA
Thomas Caruso
Mc Lean, VA
Megan Gowens
Dallas, TX

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER® in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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