Maxwell
Neisler

Prospera Financial Services, Inc

CRD#8052340
Investment Advisor
in Belmont, NC

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About this Advisor

Maxwell Neisler is a financial advisor based in Belmont, North Carolina, working with Prospera Financial Services, Inc. Maxwell has previously held positions at Cramer Mountain Golf Club, Full Time Student, La Residence, 411 West Italian Cafe, Finley Golf Club, Grant Thornton Llp, Ryan Consulting Group, and Prospera Financial Services Inc. Maxwell has passed the Series 65 regulatory exam and is registered to provide services in North Carolina. Currently, Maxwell is part of Prospera Financial Services, Inc, which operates out of Belmont, North Carolina. The firm has 123 offices and 265 employees. The firm manages assets totaling $9.8 billion and serves charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Prospera Financial Services, Inc includes asset-based, hourly, fixed, commission-based, performance-based, and other fees.

Certifications and Registrations

Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others

Office Location

420 Park St Suite 100
Belmont, NC 28012

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Prospera Financial Services, Inc Brokerage Details

Total Assets Under Management

$9,811,417,970

NC Average: $3,042,739,679
Total Number of Employees

265

NC Average: 49
Total Number of Accounts

23,433

NC Average: 2,315
Average Account Size

$418,701

NC Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Maxwell Neisler Work History

2025 - Present (0 year)

Prospera Financial Services Inc

2023 - Present (2 years)

Ryan Consulting Group

2020 - 2023 (3 years)

Grant Thornton Llp

2019 - 2019 (< 1 year)

411 West Italian Cafe

2019 - 2020 (1 year)

Finley Golf Club

2018 - 2019 (1 year)

La Residence

2015 - 2015 (< 1 year)

Cramer Mountain Golf Club

2015 - 2018 (3 years)

Full Time Student

Disclosures

Please visit the SEC profile of Maxwell Neisler to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prospera Financial Services, Inc

Alex Shore
Knoxville, TN
Tamekia Thompson
Dallas, TX
Christopher Flanagan
White Plains, NY
Maxwell Neisler
Belmont, NC
Jerry Goodman
Knoxville, TN
Peter Deluyker
Visalia, CA
Cindy Tamborello
Weatherford, TX
Brett Walter
Hurst, TX

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER® in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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